Printable Forms

Form W-9 - an IRS tax form that certifies the Social Security Number or Employer ID Number for a United States citizen (including a resident alien).  A W-9 is required for each new account in order to prevent earnings and sale proceeds from being subject to backup withholding.

Affidavit of Domicile - a legal document confirming where a deceased person resided at the time of death. 

Stock Power Form – Common Stock - required in order to reregister or transfer ownership of securities
Stock Power Form – Preferred Stock  - required in order to reregister or transfer ownership of securities

Affidavit of Use of Proceeds - confirms that the proceeds from a sale of shares registered in a custodial account are being used for the benefit of the minor.